What Constitutes Research Misconduct? A Guide for Authors

Research misconduct is a term used seriously and specifically in academic publishing — it’s not a catch-all for any methodological disagreement or honest mistake. Understanding exactly what does and doesn’t qualify helps authors both avoid genuine violations and respond appropriately if their work is ever questioned.

The Standard Definition

Most research integrity bodies converge on a similar core definition: research misconduct is fabrication, falsification, or plagiarism in proposing, conducting, or reporting research. This standard three-part definition, widely used by funding agencies and universities, deliberately excludes honest error and legitimate differences of scientific interpretation.

Fabrication

Fabrication means inventing data or results and reporting them as if they were genuinely observed or collected. This is among the most serious violations because it introduces entirely false information into the scholarly record, with no underlying empirical basis at all.

Falsification

Falsification involves manipulating research materials, equipment, processes, or data — including selectively omitting or altering results — such that the research is not accurately represented. This includes practices like selectively dropping inconvenient observations without disclosure, or manipulating images or figures to misrepresent underlying data.

Plagiarism

As covered in more detail in a related article on this site, plagiarism involves using another’s ideas, data, or words without proper attribution, including self-plagiarism when an author’s own previously published material is reused without disclosure.

What Is Explicitly Not Misconduct

  • Honest errors: Mistakes made in good faith during data collection, analysis, or reporting, later caught and corrected, are treated very differently from intentional misconduct.
  • Differences in interpretation: Legitimate scholarly disagreement about how to interpret ambiguous results is a normal part of academic discourse, not misconduct.
  • Methodological choices you disagree with: A reviewer or reader disagreeing with a chosen method or specification isn’t evidence of misconduct, provided the choice is disclosed and defensible.

The Gray Zone: Questionable Research Practices

Between clear misconduct and honest error lies a gray zone of practices increasingly scrutinized by journals: selective reporting of only significant results, HARKing (hypothesizing after results are known but presenting it as if planned in advance), and inappropriate co-authorship credit. These practices don’t always meet the formal definition of misconduct but are increasingly treated as serious integrity concerns by editors and reviewers.

How Allegations Are Typically Handled

Most reputable journals follow a structured process modeled on Committee on Publication Ethics (COPE) guidance: an initial assessment of the allegation’s credibility, an opportunity for the author to respond, and — where warranted — referral to the author’s institution, which typically holds primary jurisdiction over formal misconduct investigations. Journals themselves generally don’t adjudicate guilt; they determine whether a correction, expression of concern, or retraction is warranted based on the outcome.

Protecting Yourself as an Author

  • Keep thorough records of your data collection, cleaning, and analysis process
  • Disclose all data exclusions, transformations, and specification choices transparently
  • Address honest errors quickly and transparently if discovered post-publication, rather than letting them go unaddressed
  • When uncertain whether a practice crosses a line, consult your institution’s research integrity office before proceeding

For the most widely referenced framework on research misconduct definitions and case handling, the U.S. Office of Research Integrity publishes detailed guidance used as a reference point well beyond its own jurisdiction.


Confident in your research’s integrity and ready to submit? Review the journal’s scope and begin your submission on the paper submission page.

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